Potomac Analytics' Logo

FINRA Awards for Benjamin Slomoff

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0105002/08/2018Claimant(s): Gregory Sain
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Joanne Harris, Robert Harris, The Harris Revocable Trust
Respondent Lawyers(s): Robert N. Harris
Arbitrator(s): Gilbert R. Serota, John J. Fitzpatrick, Benjamin Slomoff
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0619810/04/2010Claimant(s): Carol West
Claimant Lawyers(s): Carol West
Respondent(s): Martin Gates, Omni Brokerage., Western America Brokerage LLC
Respondent Lawyers(s): Patrick L. Hinton, Rebecca E. Delany
Arbitrator(s): Jonathan Holman Hathaway, Benjamin Slomoff, Edward J. Harkins
Hearing Site: San Francisco, CA
Checkmark IconExpungement
08-0389912/02/2009Claimant(s): Kanella Sarros, Kanella V. Sarros 403B, Kanella V. Sarros Roth IRA, Sarros Family Trust dtd 10/03/2001
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher Mader
Arbitrator(s): Mitchell S. Ostwald, Benjamin Slomoff, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
Checkmark Icon$73,606

3 Results

Display: