FINRA Awards for Christopher Nelson

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02155	08/17/2021	Claimant(s): Robert Crane Claimant Lawyers(s): Daniel D'Costa Respondent(s): Christopher Nelson, Craig Sherman, Joseph Thurnherr, Robert Calamunci, Wynston Hill Capital Respondent Lawyers(s): Christopher Joseph Nelson, David A. Allen, Joseph Morris Thurnherr, Paul Goodman Arbitrator(s): David Evans Rosedahl, Avery B. Goodman, Mark A. Frankel Hearing Site: Des Moines, IA		$478,477
08-03782	05/10/2013	Claimant(s): Alyce Johnson, Andrew Balistreri, Anita Robertson, Ann Solomon, Ardeth Ullman, Barbara Grant, Beulah Flood, Carmen Yaskewich, Carol Brochini, Cary Tremewan, Catherine Hanoum, Darlene Harris, David Hinkel, Diane Kinzli, Donald King, Doreen Elkins, Dorothy Jones, Duncan Grant, Ernest Kinzli, Frank Thomas, et al Claimant Lawyers(s): Patrick Baldwin Respondent(s): Ruthe Gomez, Financial Networks Group, NDX Trading., Traderight Securities. Respondent Lawyers(s): Christopher Nelson, Michael J. Rukujzo, Patrick Baldwin Arbitrator(s): James N. D'Orso, M. Scott Donahey, Rahul K. Surana Hearing Site: San Francisco, CA		$4,277,740