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FINRA Awards for Paul Goodman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0215508/17/2021Claimant(s): Robert Crane
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Christopher Nelson, Craig Sherman, Joseph Thurnherr, Robert Calamunci, Wynston Hill Capital
Respondent Lawyers(s): Christopher Joseph Nelson, David A. Allen, Joseph Morris Thurnherr, Paul Goodman
Arbitrator(s): David Evans Rosedahl, Avery B. Goodman, Mark A. Frankel
Hearing Site: Des Moines, IA
Checkmark Icon$478,477
20-0280508/02/2021Claimant(s): Jon F Sipe Christine Sipe JT TEN/WROS
Claimant Lawyers(s): David Vermont
Respondent(s): Dennis Riordan
Respondent Lawyers(s): Paul Goodman
Arbitrator(s): Marcia Bonita Gevers
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206

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