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FINRA Awards for Innovation Wealth Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0071010/06/2017Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): John Nordstrom, Innovation Wealth Management
Respondent Lawyers(s): Dylan W. Wiseman
Arbitrator(s): Walter J. Huntley, Shawn Ridgell, Michael C. Pastena
Hearing Site: San Francisco, CA

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