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FINRA Awards for Janice A. Salter

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0273603/12/2014Claimant(s): Michael Sushel
Claimant Lawyers(s): Michael Sushel
Respondent(s): Ameriprise Financial Services., Vivian Chang
Respondent Lawyers(s): Elizabeth Del Cid
Arbitrator(s): Janice A. Salter
Hearing Site: Los Angeles, CA
Checkmark Icon$32,526
11-0026608/26/2011Claimant(s): Olivier Fortis
Claimant Lawyers(s): Olivier Fortis
Respondent(s): Judith Woodhouse
Respondent Lawyers(s): Judith Louise Woodhouse
Arbitrator(s): Janice A. Salter
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0468004/28/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell Albert
Respondent(s): James Hays, Paul Vannuki, Roland Hansalik, Terry Chase
Respondent Lawyers(s): Mitchell Albert, Roland Hansalik
Arbitrator(s): Dorothy B. Strackbein, Cathleen M. Cobb, Janice A. Salter
Hearing Site: Los Angeles, CA
07-0141311/09/2007Claimant(s): New Castle Financial Services LLC
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Joel Zubaid
Respondent Lawyers(s): Joel Zubaid
Arbitrator(s): Janice A. Salter
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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