Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01124 | 08/07/2019 | Claimant(s): Richard Bodner Claimant Lawyers(s): Jason T. Albin Respondent(s): NYLife Securities LLC, William Mangano Respondent Lawyers(s): Russell Sayre, Steven G. Janik Arbitrator(s): William M. Getzoff, Robert H. Baker, Veronica A. Rice Hearing Site: Cleveland, OH |  | Expungement |
| 05-04639 | 12/21/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): William W. Allen Respondent(s): David Pennington, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Davidson, Russell Sayre Arbitrator(s): Amelia F. Adams, Carolyn K. Balleisen, John D. Robb Hearing Site: Louisville, KY |