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FINRA Awards for Veronica A. Rice

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0112408/07/2019Claimant(s): Richard Bodner
Claimant Lawyers(s): Jason T. Albin
Respondent(s): NYLife Securities LLC, William Mangano
Respondent Lawyers(s): Russell Sayre, Steven G. Janik
Arbitrator(s): William M. Getzoff, Robert H. Baker, Veronica A. Rice
Hearing Site: Cleveland, OH
Checkmark IconExpungement

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