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FINRA Awards for Bruyette & Woods.

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0171709/07/2018Claimant(s): Stifel, Nicolaus & Co.., Keefe, Bruyette & Woods.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Duncan Preston
Respondent Lawyers(s): Duncan Preston
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO

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