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FINRA Awards for Charles B.

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0407403/28/2008Claimant(s): Charles B., and Denise P. Lee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Moseley, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Phillip Lee Scheldt, W. Donald Parr, James Douglas Haigh
Hearing Site: Dallas, TX
Checkmark Icon$225,375

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