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FINRA Awards for PR Liquidating Trust

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0364911/14/2016Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Dewaay Financial Network
Respondent Lawyers(s): Robbie Howe
Arbitrator(s): R. Theodore Moock, Mark L. Williams, Jay M. Vogelson
Hearing Site: Dallas, TX
Checkmark Icon$3,206,070
11-0365105/30/2013Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): WFP Securities
Respondent Lawyers(s): John Schooler
Arbitrator(s): Henry Hermann, Patricia B. Lehtola, Edward J. Lynch
Hearing Site: Dallas, TX
Checkmark Icon$18,577,000
11-0363612/13/2012Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Securities Network LLC
Respondent Lawyers(s): Jonathan S. Self
Arbitrator(s): Edwin J. Tomko, David Max Sanderford, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
Checkmark Icon$1,549,440
11-0365009/27/2012Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Harrison Douglas.
Respondent Lawyers(s): Douglas W. Schriner
Arbitrator(s): Donald C. Hood
Hearing Site: Dallas, TX
Checkmark Icon$3,157,000
11-0363309/10/2012Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Boogie Investment Group.
Respondent Lawyers(s): Daniel P. Deighan
Arbitrator(s): Terrence W. Grant, Phillip Lee Scheldt, Joann Peters
Hearing Site: Dallas, TX
Checkmark Icon$833,650
11-0363509/05/2012Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Meadowbrook Securities LLC
Respondent Lawyers(s): Alberta Williams
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
Checkmark Icon$6,959,750

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