FINRA Awards for Andrew B. Sommerman

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Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03649	11/14/2016	Claimant(s): PR Liquidating Trust Claimant Lawyers(s): Andrew B. Sommerman Respondent(s): Dewaay Financial Network Respondent Lawyers(s): Robbie Howe Arbitrator(s): R. Theodore Moock, Mark L. Williams, Jay M. Vogelson Hearing Site: Dallas, TX		$3,206,070
14-02864	04/05/2016	Claimant(s): Ashley Lowe, James "Russell" Fregia, Larry Lowe, Laura Lowe, Maxine Fregia, Melissa Prasek, Mike Prasek, Nathan Lowe, Cycast LTD, El Rey Salt Company. Claimant Lawyers(s): Andrew B. Sommerman Respondent(s): Southwest Securities., Wade Lawrence Respondent Lawyers(s): Corbet F. Bryant, Wade Lawrence Arbitrator(s): Hearing Site: Dallas, TX		$167,737
11-03651	05/30/2013	Claimant(s): PR Liquidating Trust Claimant Lawyers(s): Andrew B. Sommerman Respondent(s): WFP Securities Respondent Lawyers(s): John Schooler Arbitrator(s): Henry Hermann, Patricia B. Lehtola, Edward J. Lynch Hearing Site: Dallas, TX		$18,577,000
11-03636	12/13/2012	Claimant(s): PR Liquidating Trust Claimant Lawyers(s): Andrew B. Sommerman Respondent(s): Securities Network LLC Respondent Lawyers(s): Jonathan S. Self Arbitrator(s): Edwin J. Tomko, David Max Sanderford, Mary Elizabeth Skelnik Hearing Site: Dallas, TX		$1,549,440
11-03650	09/27/2012	Claimant(s): PR Liquidating Trust Claimant Lawyers(s): Andrew B. Sommerman Respondent(s): Harrison Douglas. Respondent Lawyers(s): Douglas W. Schriner Arbitrator(s): Donald C. Hood Hearing Site: Dallas, TX		$3,157,000
11-03633	09/10/2012	Claimant(s): PR Liquidating Trust Claimant Lawyers(s): Andrew B. Sommerman Respondent(s): Boogie Investment Group. Respondent Lawyers(s): Daniel P. Deighan Arbitrator(s): Terrence W. Grant, Phillip Lee Scheldt, Joann Peters Hearing Site: Dallas, TX		$833,650
11-03635	09/05/2012	Claimant(s): PR Liquidating Trust Claimant Lawyers(s): Andrew B. Sommerman Respondent(s): Meadowbrook Securities LLC Respondent Lawyers(s): Alberta Williams Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX		$6,959,750