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FINRA Awards for Dennis Serio

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0341003/15/2011Claimant(s): Dennis Serio
Claimant Lawyers(s): Eric Madden
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Ross Forbes
Arbitrator(s): Edwin J. Tomko, Lawrence R. Maxwell, Mary Day Smelser
Hearing Site: Dallas, TX

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