Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01927 | 05/27/2020 | Claimant(s): David Moore, David L. Moore IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206/12504 |
| 17-01467 | 02/16/2018 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Amanda Sotak Respondent(s): David Moore Respondent Lawyers(s): Otto F. Feil Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA | ||
| 14-00333 | 10/30/2014 | Claimant(s): William Garnett Claimant Lawyers(s): William J. Garnett Respondent(s): David Moore, Stephen Smith, Clean Energy Capital Securities LLC Respondent Lawyers(s): David M. Moore Arbitrator(s): Elizabeth Anne Moreno Hearing Site: Los Angeles, CA | ||
| 09-05258 | 04/08/2010 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): David Moore Respondent Lawyers(s): David N. Moore Arbitrator(s): W. Pat Conners, Thomas J. McAllister, Erwin John Dugasz Hearing Site: Columbus, OH |