| 20-02207 | 01/26/2021 | Claimant(s): Phillips Huffman
Claimant Lawyers(s): Ryan S. Lean
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
| | |
| 19-03345 | 11/13/2020 | Claimant(s): Scott Krelle
Claimant Lawyers(s): Scott Krelle
Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang
Hearing Site: Los Angeles, CA
|  | Dismissed |
| 19-02998 | 10/14/2020 | Claimant(s): Teresa Valdez, Teresa Valdez IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Alan Stamm, Susan B. Gans-Smith, Daniel A. Seiver
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
| 19-01927 | 05/27/2020 | Claimant(s): David Moore, David L. Moore IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
| 18-00400 | 08/12/2019 | Claimant(s): Benjamin Kwon, Castle Eurasia Corp, El Centro Acres
Claimant Lawyers(s): Benjamin Kwon
Respondent(s): Milan Konkol, MUFG Union Bank, N.A., Unionbanc Investment Services
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Thomas E. Shuck, Jack R. Goetz, Lisa Miller
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212(c) |
| 15-02684 | 03/30/2017 | Claimant(s): Adina Pruitt
Claimant Lawyers(s): Erin E. Hanson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Roberta Haft, Elliott David Finkel, Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
