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FINRA Awards for Phillips Huffman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0220701/26/2021Claimant(s): Phillips Huffman
Claimant Lawyers(s): Ryan S. Lean
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA

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