Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05258 | 04/08/2010 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): David Moore Respondent Lawyers(s): David N. Moore Arbitrator(s): W. Pat Conners, Thomas J. McAllister, Erwin John Dugasz Hearing Site: Columbus, OH | ||
| 08-02905 | 03/03/2010 | Claimant(s): Bruce Rogovin Claimant Lawyers(s): Steve Rogovin Respondent(s): Charles Schwab & Co.., Robert Lewandowski, Charles Schwab Investment Management, In, Schwab Investments Respondent Lawyers(s): Gordon C. Young Arbitrator(s): W. Pat Conners, Philip C. Johnston, Barbara E. Dixon Hearing Site: Cincinnati, OH |  | Stipulated Award and Expungement |