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FINRA Awards for Barbara E. Dixon

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0248311/03/2023Claimant(s): Evelyn Foose
Claimant Lawyers(s): Evelyn Foose
Respondent(s): Richard Reames
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Sandra Mendel Furman, Barbara E. Dixon, Ann Marie Hansen
Hearing Site: Columbus, OH
Checkmark Icon$0
08-0290503/03/2010Claimant(s): Bruce Rogovin
Claimant Lawyers(s): Steve Rogovin
Respondent(s): Charles Schwab & Co.., Robert Lewandowski, Charles Schwab Investment Management, In, Schwab Investments
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): W. Pat Conners, Philip C. Johnston, Barbara E. Dixon
Hearing Site: Cincinnati, OH
Checkmark IconStipulated Award and Expungement
07-0211503/14/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher J. Carney
Respondent(s): William Hamilton
Respondent Lawyers(s): William Joseph Hamilton
Arbitrator(s): Monette E. Draper, Gary R. Miles, Barbara E. Dixon
Hearing Site: Cincinnati, OH

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