Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-02905 | 03/03/2010 | Claimant(s): Bruce Rogovin Claimant Lawyers(s): Steve Rogovin Respondent(s): Charles Schwab & Co.., Robert Lewandowski, Charles Schwab Investment Management, In, Schwab Investments Respondent Lawyers(s): Gordon C. Young Arbitrator(s): W. Pat Conners, Philip C. Johnston, Barbara E. Dixon Hearing Site: Cincinnati, OH |  | Stipulated Award and Expungement |
| 08-02881 | 06/30/2009 | Claimant(s): Carlos Reisen Claimant Lawyers(s): William A. Healy Respondent(s): J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Philip C. Johnston, Alex H. Keller, Marilyn R. Rathbun Hearing Site: Cincinnati, OH |