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FINRA Awards for David M. Moore

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0033310/30/2014Claimant(s): William Garnett
Claimant Lawyers(s): William J. Garnett
Respondent(s): David Moore, Stephen Smith, Clean Energy Capital Securities LLC
Respondent Lawyers(s): David M. Moore
Arbitrator(s): Elizabeth Anne Moreno
Hearing Site: Los Angeles, CA

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