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FINRA Awards for Jeffrey Plummer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0178608/31/2015Claimant(s): Uzoma Ogene
Claimant Lawyers(s): Uzoma Ogene
Respondent(s): TD Ameritrade., Jeffrey Plummer
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): James R. McGuone, Bernard Leroy Lynch, James David Askren
Hearing Site: Atlanta, GA

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