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FINRA Awards for Stephen D. Arkwright

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0153304/23/2019Claimant(s): Eric Baho
Claimant Lawyers(s): Eric Baho
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa H. Shea
Arbitrator(s): Stephen D. Arkwright, Gerald W. Hepp, Timothy Guerriero
Hearing Site: Detroit, MI
Checkmark IconExpungement
17-0233103/29/2018Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
11-0248811/15/2012Claimant(s): John Boukamp
Claimant Lawyers(s): Marc E. Thomas
Respondent(s): Ted Wasson
Respondent Lawyers(s): Ted D. Wasson
Arbitrator(s): Stephen D. Arkwright, Thomas Anthony Van Tiem, Richard Joseph Rankin
Hearing Site: Detroit, MI
Expungement
11-0114306/28/2012Claimant(s): Bernard Gross, Myra Gross
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Kevin McCulloch, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Stephen D. Arkwright, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark IconExpungement
09-0665311/01/2010Claimant(s): Georgiann Henritzy, Georgiann G. Henritzy Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Roland
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Stephen D. Arkwright, Barbara A. Johannessen, Jonathan Edward Maire
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0029112/05/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dewey Steffen
Respondent Lawyers(s): Gregory J. Boulahanis
Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski
Hearing Site: Detroit, MI

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