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FINRA Awards for William Taylor

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0197607/28/2017Claimant(s): William Taylor
Claimant Lawyers(s): Daniel F. Markham
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Joseph J. Arata, Sam Antar, Susan Romano
Hearing Site: New York, NY
13-0137710/31/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken Massey
Respondent(s): William Taylor
Respondent Lawyers(s): William H. Taylor
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Salt Lake City, UT

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