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FINRA Awards for Robert R. Barker

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0023009/30/2019Claimant(s): David Falcigno
Claimant Lawyers(s): Edmund Polubinski
Respondent(s): Frederick Mueller, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Robert R. Barker, Robert L. Chase, Catherine M. Gallagher
Hearing Site: Hartford, CT
Checkmark Icon$29,337
06-0524710/02/2008Claimant(s): Cheryl Symmes
Claimant Lawyers(s): Mark Thomas Sophocles
Respondent(s): Goldman, Sachs and Company, Todd Silaika
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Robert R. Barker, Robert L. Chase, Philip S. Walker
Hearing Site: New York, NY
Checkmark IconExpungement

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