Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03188 | 08/14/2024 | Claimant(s): David Moran, David Moran on behalf of his IRA account Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Robert D. Sussin, Joseph Alfred Davis, Howard Clark Posner Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206 |
| 21-03053 | 04/16/2024 | Claimant(s): Santa Rosa Rancheria Tachi Yokut Tribe Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Joseph Alfred Davis, Robert Rosen, Robert B. Hansohn Hearing Site: Los Angeles, CA | | Expungement |
| 20-01729 | 01/19/2021 | Claimant(s): Joseph Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT |