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FINRA Awards for Paul Doak

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0374505/03/2019Claimant(s): Paul Doak
Claimant Lawyers(s): Nicholas J Dale
Respondent(s): Cambridge Investment Research., Mony Securities Corporation
Respondent Lawyers(s): Andrea Shafer, Annet K. Ebright
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA

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