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FINRA Awards for Andrea Shafer

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0374505/03/2019Claimant(s): Paul Doak
Claimant Lawyers(s): Nicholas J Dale
Respondent(s): Cambridge Investment Research., Mony Securities Corporation
Respondent Lawyers(s): Andrea Shafer, Annet K. Ebright
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
18-0101911/21/2018Claimant(s): Harris Nydick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Andrea Shafer
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
17-0320507/19/2018Claimant(s): David Garrison
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Andrea Shafer
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Kansas City, MO
17-0311605/24/2018Claimant(s): Michael Chadwick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Andrea Shafer
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Syracuse, NY

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