| 19-01707 | 12/10/2020 | Claimant(s): Karen Grant
Claimant Lawyers(s): Karen Grant
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): David Paul Clark, Lisa Blunk Johnson, Peter Matthew Clyne
Hearing Site: Washington, DC
|  | $0 |
| 15-02399 | 11/21/2016 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Joseph Perta
Respondent Lawyers(s): David Lee
Arbitrator(s): Nancy E. Watters, Lisa Blunk Johnson, Glenn Hiram Stephens
Hearing Site: Washington, DC
| | |
| 15-00686 | 12/22/2015 | Claimant(s): Robert Vanderhye, Estate of Arthur R. Vanderhye
Claimant Lawyers(s): Robert A. Vanderhye
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert Charkovsky, Karen L. Crump-Wilson, Lisa Blunk Johnson
Hearing Site: Washington, DC
| | $13,200 |
| 11-01874 | 07/16/2012 | Claimant(s): Frank Steinke, Frank C. Steinke Rev. Lvg TRT UAD 8/7/07
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Nicholas D. Skaltsounis, Custodian
Arbitrator(s): Marvin Elster, Jane A. Smith, Lisa Blunk Johnson
Hearing Site: Washington, DC
| | $6,375 |
| 09-01269 | 04/05/2012 | Claimant(s): Sara Byrd
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Charles F. Custer, Peter A. Scarpato, Lisa Blunk Johnson
Hearing Site: Nashville, TN
| | $0 |
| 08-01931 | 02/20/2009 | Claimant(s): Jawad N. Hammad and Deena J. Hammad, Jude J. Hammad
Claimant Lawyers(s): Jawad N. Hammad
Respondent(s): Banc of America Investment Services Inc., National Financial Services LLC
Respondent Lawyers(s): Michael G. Shannon, Russel D. Francisco
Arbitrator(s): Robert S. Plotkin, Christopher M. McMurray, Lisa Blunk Johnson
Hearing Site: Washington, DC
| | $0 |
