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FINRA Awards for Michael Butt

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0041710/22/2018Claimant(s): Michael Butt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co., Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Denise M. Hammond
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
17-0350609/19/2018Claimant(s): Michael Butt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann C. McCague
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
17-0347108/13/2018Claimant(s): Michael Butt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co., UBS Financial Services Inc.
Respondent Lawyers(s): Ann C. McCague, Neal S. Robb
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ

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