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FINRA Awards for Michael Self

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0015512/14/2022Claimant(s): Michael Self
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Prudential Equity Group, Piper Jaffray & Co.
Respondent Lawyers(s): Bridget Wherley, Jennifer E. Novoselsky
Arbitrator(s): Deana S. Peck, Richard Kent Mahrle, Matthew G. McGinnis
Hearing Site: Phoenix, AZ
19-0122610/24/2019Claimant(s): Billie Nelson
Claimant Lawyers(s): Billie Barbara Nelson
Respondent(s): Michael Self
Respondent Lawyers(s): T. J. Mitchell
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
Checkmark Icon$0
14-0061803/09/2016Claimant(s): Joann Pooton, Thompson Pooton, Joann M. Pooton IRA, Thompson J. Pooton IRA, Thompson J. & Joann M. Pooton Rev Trust
Claimant Lawyers(s): M. Nelson Segel
Respondent(s): Michael Self, First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): Merton E. Marks, Dee Newell, Brian Pezzillo
Hearing Site: Las Vegas, NV
Checkmark Icon$0

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