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FINRA Awards for Brian J. Palmer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0061803/09/2016Claimant(s): Joann Pooton, Thompson Pooton, Joann M. Pooton IRA, Thompson J. Pooton IRA, Thompson J. & Joann M. Pooton Rev Trust
Claimant Lawyers(s): M. Nelson Segel
Respondent(s): Michael Self, First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): Merton E. Marks, Dee Newell, Brian Pezzillo
Hearing Site: Las Vegas, NV
Checkmark Icon$0
14-0356004/17/2015Claimant(s): Sandra Britton on behalf of her IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
Checkmark IconDismissed by Rule 12206

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