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FINRA Awards for William Tufts

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0291606/08/2016Claimant(s): Clayton Strack
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): William Tufts, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): James F. Zotter, William H. King, John A. Cook
Hearing Site: Portland, OR
Checkmark IconExpungement

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