| 15-03254 | 10/20/2016 | Claimant(s): Mehmet Akin and Adrian Akin
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William M. Getzoff, Lawrence W. Arness, William Gibson Heller
Hearing Site: Indianapolis, IN
|  | $0 |
| 15-01499 | 08/31/2016 | Claimant(s): Deborah Howland, Leon Howland
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Lynn Hirschfeld Brahin, Raymond P. Buschmann, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $0 |
| 13-01672 | 07/18/2014 | Claimant(s): John Meadows, John Anthony Meadows IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Paul Lansing, Stephen L. Flint, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $30,000 |
| 11-01815 | 09/12/2012 | Claimant(s): Doug Siegel, Teri Siegel, Terri Siegel IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Joseph V. Simeri, Robert David Epstein, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $8,500 |
