| 08-00773 | 06/24/2009 | Claimant(s): Natalie Bram, Natalie Bram Living Trust
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Baruch Coleman, Jerry Cline, Capital Securities of America., Wunderlich Securities.
Respondent Lawyers(s): Baruch Coleman, Steven E. Mellen
Arbitrator(s): David Ellis, Steven R. Rolnick, C. Henry Lucas
Hearing Site: Hartford, CT
|  | $228,200 |
| 06-02488 | 02/11/2009 | Claimant(s): Metropolitan Life Insurance Company
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Adam Sherman, Brian Doherty, Daniel Curran, Erich Ingram, John Murray, Mitchell Doren, Richard Gilman, Robert Murphy, Thomas Curran, William Cratty, William LeClair, Park Avenue Securities LLC
Respondent Lawyers(s): John Murray, Robert A. Fisher, Terrence P. Canade
Arbitrator(s): Lewis S. Kurlantzick, June Y. Kilmarx, C. Henry Lucas
Hearing Site: Boston, MA
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| 08-00087 | 01/21/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ken O'Connor
Respondent(s): Matthew McCabe
Respondent Lawyers(s): Matthew Robert McCabe
Arbitrator(s): J Lawrence Jones, C. Henry Lucas
Hearing Site: Albany, NY
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