| 20-01643 | 01/25/2021 | Claimant(s): Daniel Cohen
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 13-01387 | 08/19/2014 | Claimant(s): Daniel Cohen, Daniel L. Cohen 1980 Irrevocable Trust
Claimant Lawyers(s): James L. Parks, Thomas J. Meagher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Eric A. Herzog, Michael G. Shannon, Trae D. Meyr
Arbitrator(s): Kenneth E. Owen, W. Alex King, Peggy Jane Fisher
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12504 |
| 08-01050 | 10/22/2010 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Daniel Cohen, Jonathan Sopher, Cohen Asset Management, Cohen Capital Partners II, Infinity Equities 1 LLC
Respondent Lawyers(s): Pamela L. Klienberg, Robert L. Herskovits, William A. Rome
Arbitrator(s): Bernard A. Kesselman, Hugh N. Fryer, Kip C. Lubcke
Hearing Site: New York, NY
| | Expungement |
