Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01387 | 08/19/2014 | Claimant(s): Daniel Cohen, Daniel L. Cohen 1980 Irrevocable Trust Claimant Lawyers(s): James L. Parks, Thomas J. Meagher Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Eric A. Herzog, Michael G. Shannon, Trae D. Meyr Arbitrator(s): Kenneth E. Owen, W. Alex King, Peggy Jane Fisher Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12504 |
| 11-01992 | 12/17/2012 | Claimant(s): Thomas Meagher Claimant Lawyers(s): James L. Parks Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): David J. Reis Arbitrator(s): Peter H. Daly, Jonathan H. Krotinger, Douglas J. Pavese Hearing Site: San Francisco, CA |