19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Patrick McCarthy Respondent Lawyers(s): Pearl Zuchlewski Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome Hearing Site: New York, NY
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16-01890 | 07/12/2017 | Claimant(s): Jan Alpert Claimant Lawyers(s): Jan Alpert Respondent(s): Wells Fargo Advisors, Jeffrey Thiele Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Bernard A. Kesselman, Anna Lascar, Mitchell Regenbogen Hearing Site: New York, NY
| | Expungement |
15-00308 | 06/16/2016 | Claimant(s): Bernardo Gattass Claimant Lawyers(s): Jonathan Sack Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Corey D. Winer Arbitrator(s): Bernard A. Kesselman, John J. Vesey, Denise N. Seegobin Hearing Site: New York, NY
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08-01050 | 10/22/2010 | Claimant(s): Jefferies & Company. Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Daniel Cohen, Jonathan Sopher, Cohen Asset Management, Cohen Capital Partners II, Infinity Equities 1 LLC Respondent Lawyers(s): Pamela L. Klienberg, Robert L. Herskovits, William A. Rome Arbitrator(s): Bernard A. Kesselman, Hugh N. Fryer, Kip C. Lubcke Hearing Site: New York, NY
| | Expungement |
07-02530 | 08/21/2008 | Claimant(s): Rohit Relan Claimant Lawyers(s): Rohit Relan Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Ralph DeSena Arbitrator(s): Bernard A. Kesselman, Bruce K. Isenberg, Joan M. Traub Hearing Site: New York, NY
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07-00079 | 05/06/2008 | Claimant(s): David Pepe Claimant Lawyers(s): Jack Chan Respondent(s): Michael Andzel, Morgenthau & Associates. Respondent Lawyers(s): Richard J. Magid Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis Hearing Site: New York, NY
| | $52,000 |