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FINRA Awards for Richard J. Magid

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0444612/09/2011Claimant(s): Family Trust Agr. of Olivia P. Miller
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Brian Zaid, John Cvach, Terry Reinhart
Respondent Lawyers(s): Brian Zaid, Richard J. Magid
Arbitrator(s): Jane F. Moore, John Stuart Graham, Stephan Paul Carrier
Hearing Site: Baltimore, MD
Checkmark Icon$55,000
07-0221306/05/2009Claimant(s): Charles Poehlitz, Evelyn Jones, Grace Pipitone, Grover Drum, Estate of Augustus Pickens, Estate of Pauline Sweet
Claimant Lawyers(s): Frank J. Mastro, Richard J. Magid
Respondent(s): Uzo Chima, Suntrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis, Uzo Chima
Arbitrator(s): John A. Gray, Joan M. Smith, Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$0
07-0007905/06/2008Claimant(s): David Pepe
Claimant Lawyers(s): Jack Chan
Respondent(s): Michael Andzel, Morgenthau & Associates.
Respondent Lawyers(s): Richard J. Magid
Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis
Hearing Site: New York, NY
Checkmark Icon$52,000

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