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FINRA Awards for Estate of Pauline Sweet

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0221306/05/2009Claimant(s): Charles Poehlitz, Evelyn Jones, Grace Pipitone, Grover Drum, Estate of Augustus Pickens, Estate of Pauline Sweet
Claimant Lawyers(s): Frank J. Mastro, Richard J. Magid
Respondent(s): Uzo Chima, Suntrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis, Uzo Chima
Arbitrator(s): John A. Gray, Joan M. Smith, Thomas J. Dolina
Hearing Site: Baltimore, MD
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