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FINRA Awards for Deborah A. Shapiro

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0241805/16/2017Claimant(s): Nobilis Consulting
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): George Buonocore, COR Clearing LLC
Respondent Lawyers(s): Gayle Jenkins, Kevin P. Conway
Arbitrator(s): Joseph I. Liebman, Deborah A. Shapiro, Emily Diamond
Hearing Site: New York, NY
Checkmark Icon$0
12-0304712/04/2014Claimant(s): Roni Raviv, Blue Sky Resources
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nicolas S. Komyati
Arbitrator(s): Robert E. Anderson, Deborah A. Shapiro, David A. Schwarz
Hearing Site: New York, NY
Checkmark IconExpungement
10-0494607/19/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): L. Andrew Brehm
Respondent(s): Eugene Flynn
Respondent Lawyers(s): Hyman Silverglad
Arbitrator(s): Charles P. Axelrod, Howard Breindel, Deborah A. Shapiro
Hearing Site: New York, NY

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