| 16-00095 | 03/23/2017 | Claimant(s): Christopher Rice
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Andrew Lavenziano, Shane Melito, Upinder Sharma
Respondent Lawyers(s): Andrew C. Lavenziano, Matin P. Unger, Upinder Kumar Sharma
Arbitrator(s): Camille S. Cooper, David A. Schwarz, Robert Elliot Harrison
Hearing Site: New York, NY
|  | $0 |
| 12-03047 | 12/04/2014 | Claimant(s): Roni Raviv, Blue Sky Resources
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nicolas S. Komyati
Arbitrator(s): Robert E. Anderson, Deborah A. Shapiro, David A. Schwarz
Hearing Site: New York, NY
| | Expungement |
| 12-03062 | 03/17/2014 | Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Francis Lorenzo
Respondent Lawyers(s): Ross D. Carmel
Arbitrator(s): Sandra Gale Behrle, David A. Schwarz, Ira M. Ross
Hearing Site: New York, NY
| | $0 |
| 11-02655 | 05/23/2012 | Claimant(s): Edwin Forte
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): David Isolano, Max International Broker/Dealer
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Joseph B. Russell, Robert S. Getman, David A. Schwarz
Hearing Site: New York, NY
| | |
| 10-05542 | 12/01/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Fred Johnson
Respondent Lawyers(s): Fred Johnson
Arbitrator(s): Charles Kleinbaum, Denise N. Seegobin, David A. Schwarz
Hearing Site: New York, NY
| | |
| 09-03629 | 06/24/2010 | Claimant(s): Lloyd Dotson, Robert Wood
Claimant Lawyers(s): Richard Slavin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Denzil J. Klippel, David A. Schwarz, Gerald L. Fingerhut
Hearing Site: New York, NY
| | |
| 08-02214 | 04/08/2009 | Claimant(s): Estate of Jack Perry
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Denzil J. Klippel, Elizabeth Elster Granville, David A. Schwarz
Hearing Site: New York, NY
| | $137,500 |
