Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03020 | 04/13/2015 | Claimant(s): Mark Ginsberg Claimant Lawyers(s): Loretta M. Gastwirth Respondent(s): Maziar Shams, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John P. Bevilacqua Arbitrator(s): Susan C. Lushing, Nancy Kramer, Harrison Johnson Hearing Site: New York, NY |  | $0 |
| 13-01540 | 09/26/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): David G. Smitham Respondent(s): Brendon Lyden, Mark Ginsberg Respondent Lawyers(s): Brendon John Lyden, Loretta M. Gastwirth Arbitrator(s): Vincent C. Pangia, Thomas Michael Gandolfo, Mary Julia O'Connell Hearing Site: New York, NY | | $0 |
| 10-05542 | 12/01/2011 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Loretta M. Gastwirth Respondent(s): Fred Johnson Respondent Lawyers(s): Fred Johnson Arbitrator(s): Charles Kleinbaum, Denise N. Seegobin, David A. Schwarz Hearing Site: New York, NY |