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FINRA Awards for Brendon Lyden

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0154009/26/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): David G. Smitham
Respondent(s): Brendon Lyden, Mark Ginsberg
Respondent Lawyers(s): Brendon John Lyden, Loretta M. Gastwirth
Arbitrator(s): Vincent C. Pangia, Thomas Michael Gandolfo, Mary Julia O'Connell
Hearing Site: New York, NY
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13-0345507/11/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Brendon Lyden
Respondent Lawyers(s): Brendon John Lyden
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
13-0103608/08/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): Brendon Lyden
Respondent Lawyers(s): Brendon Lyden
Arbitrator(s): Robert G. O'Brien
Hearing Site: New York, NY

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