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FINRA Awards for Mark Ginsberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0302004/13/2015Claimant(s): Mark Ginsberg
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Maziar Shams, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): Susan C. Lushing, Nancy Kramer, Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$0
13-0154009/26/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): David G. Smitham
Respondent(s): Brendon Lyden, Mark Ginsberg
Respondent Lawyers(s): Brendon John Lyden, Loretta M. Gastwirth
Arbitrator(s): Vincent C. Pangia, Thomas Michael Gandolfo, Mary Julia O'Connell
Hearing Site: New York, NY
Checkmark Icon$0

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