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FINRA Awards for Thomas Michael Gandolfo

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0003005/18/2018Claimant(s): Francis Mitchell
Claimant Lawyers(s): Gerald S. Berkowitz
Respondent(s): Charles Reiling, Matthew Rakerd, Coastal Equities.
Respondent Lawyers(s): Charles S. Fax
Arbitrator(s): Joseph J. Arata, Thomas Michael Gandolfo, Jason Scott Eveleth
Hearing Site: New York, NY
14-0241907/16/2015Claimant(s): John Gatens
Claimant Lawyers(s): Robert S. Balsam
Respondent(s): Daniel Lavecchia, Louis Scotto, Robert Kellan, BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Daniel B. Berkson, Robert E. Anderson, Thomas Michael Gandolfo
Hearing Site: New York, NY
13-0154009/26/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): David G. Smitham
Respondent(s): Brendon Lyden, Mark Ginsberg
Respondent Lawyers(s): Brendon John Lyden, Loretta M. Gastwirth
Arbitrator(s): Vincent C. Pangia, Thomas Michael Gandolfo, Mary Julia O'Connell
Hearing Site: New York, NY
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