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FINRA Awards for Francis Lorenzo

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0178103/06/2020Claimant(s): Steve Carver IRA
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Francis Lorenzo, Gregg Lorenzo, Charles Vista LLC
Respondent Lawyers(s): Francis Vincent Lorenzo, Gregg Lorenzo, Robyn D. Paster
Arbitrator(s): Charles Scott McClellan, Chris Robert Youtz, Sandra Palmer
Hearing Site: Seattle, WA
Checkmark Icon$0
12-0306203/17/2014Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Francis Lorenzo
Respondent Lawyers(s): Ross D. Carmel
Arbitrator(s): Sandra Gale Behrle, David A. Schwarz, Ira M. Ross
Hearing Site: New York, NY
Checkmark Icon$0

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