| 17-03320 | 11/07/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): John Fitzgerald
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): James T. McLaughlin, Joseph H. Danziger, Peter George Erdely
Hearing Site: Philadelphia, PA
| | |
| 14-03775 | 12/18/2015 | Claimant(s): William Freas
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Elliot B. Platt, Mark H. Stein, Joseph H. Danziger
Hearing Site: Philadelphia, PA
|  | $35,000 |
| 14-01908 | 04/08/2015 | Claimant(s): Christine DiJullia, Daniel Alampi
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Richard N. Kelmans, Mark E. Hollern, Joseph H. Danziger
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-02431 | 02/14/2012 | Claimant(s): Marcus Hernandez
Claimant Lawyers(s): Christopher Coss
Respondent(s): E*Trade Securities LLC, E* Trade Financial Corporation
Respondent Lawyers(s): Michael Banks
Arbitrator(s): Daniel J. McCarthy, Timothy J. Tarpey, Joseph H. Danziger
Hearing Site: Philadelphia, PA
| | |
