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FINRA Awards for Howard R. Merrill TTEE

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0063610/15/2021Claimant(s): Howard Merrill, Howard Merrill Rev Living Tr U/A 2/9/15, Howard R. Merrill TTEE
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): National Securities Corporation, Thomas Kelly
Respondent Lawyers(s): Fred N. Knopf, Robert M. Bursky
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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