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FINRA Awards for Shaun Nicholson

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0311605/14/2021Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
20-0049708/28/2020Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark A. Sipper
Hearing Site: Cincinnati, OH
17-0298207/31/2018Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Owen Harnett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Julius Z. Frager
Hearing Site: Cincinnati, OH

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