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FINRA Awards for Michael Sherzan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0363006/07/2019Claimant(s): Jonathan Graham
Claimant Lawyers(s): Owen Harnett
Respondent(s): Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Michael Sherzan
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
18-0297103/27/2019Claimant(s): Arthur Dinkin
Claimant Lawyers(s): Arthur Lawrence Dinkin
Respondent(s): Lisa Smith, Robert Sherwood, Thomas Sherzan, Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Lisa Marie Smith, Michael Sherzan, Robert Donald Sherwood, Thomas Edward Sherzan
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA

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