Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03710 | 08/16/2019 | Claimant(s): David James Claimant Lawyers(s): Michelle Atlas Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Anthony D. DeToro Hearing Site: Los Angeles, CA | ||
| 18-02119 | 08/08/2019 | Claimant(s): David James Claimant Lawyers(s): Owen Harnett Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Samantha Parrish Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 19-00213 | 06/13/2019 | Claimant(s): David James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eagle Gate Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Marc Kalish Hearing Site: Salt Lake City, UT |